Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 29 Feb 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 27 May 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 May 2022)
- CF4 Partner (29 May 2015 to 8 Dec 2019)
- CF30 Customer (29 May 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Aug 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Aug 2014 to 8 Dec 2019)
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- CF30 Customer (3 Jul 2013 to 23 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.