Simon Thomas Middleton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2023)
    • [FCA CF] Client dealing (since 14 Jul 2023)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (6 Apr 2022 to 26 May 2023)
    • [FCA CF] Client dealing (6 Apr 2022 to 26 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (13 Feb 2020 to 31 Jan 2022)
    • CF30 Customer (28 Jan 2020 to 31 Jan 2022)
  • Specialist Trust Solutions LLP (no longer approved here)

    FRN 401684

    • (22)Employed By (28 Jan 2020 to 31 Jan 2022)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 14 Jan 2020)
    • CF30 Customer (20 Oct 2010 to 22 May 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Jun 2008 to 28 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.