Simon Thomas Lionel Baker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BERNSTEIN AUTONOMOUS LLP (no longer approved here)

    FRN 500498

    • [FCA CF] Client dealing (1 Apr 2024 to 29 May 2025)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 31 Mar 2024)
    • CF30 Customer (9 Dec 2013 to 6 Mar 2016)
    • CF21 Investment Adviser (2 Jun 2003 to 12 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.