Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (21 May 2010 to 13 Nov 2012)
    • CF11 Money Laundering Reporting (21 May 2010 to 13 Nov 2012)
    • CF3 Chief Executive (9 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (25 Sep 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 25 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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