Simon Tattersfield Dickinson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Significant management (since 28 Jun 2023)
    • [FCA CF] Algorithmic trading (since 20 Nov 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
    • [FCA CF] Manager of certification employee (since 6 Jan 2020)
    • [FCA CF] Material risk taker (since 6 Jan 2020)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Significant management (since 28 Jun 2023)
    • [FCA CF] Algorithmic trading (since 20 Nov 2020)
    • [FCA CF] Material risk taker (since 6 Jan 2020)
    • [FCA CF] Manager of certification employee (since 6 Jan 2020)
    • [FCA CF] Client dealing (since 6 Jan 2020)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jan 2020)
    • CF30 Customer (11 Apr 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 25 May 2011)
    • CF21 Investment Adviser (28 Nov 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.