Simon Stuart Mullane

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Ambasna Wealth Solutions LLP (no longer approved here)
FRN 214921
- (2)Employed By (16 Apr 2014 to 1 Aug 2020)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (16 Apr 2014 to 1 Aug 2020)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF30 Customer (19 Jan 2010 to 14 Feb 2014)

Updates to this individual's record on the FCA register.

6 hours ago
controlled function removed: Employed By at Ambasna Wealth Solutions LLP
6 hours ago
controlled function added: (2)Employed By at Ambasna Wealth Solutions LLP

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.