Simon Stuart Dean

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Client dealing (since 21 Feb 2023)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (7 Sep 2009 to 13 Dec 2013)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF29 Significant management (1 Nov 2007 to 12 May 2009)
    • CF30 Customer (1 Nov 2007 to 12 May 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (13 Apr 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (7 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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