Simon Steffen

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG BANK, LTD

    FRN 139189

    • [FCA CF] Manager of certification employee (since 24 Jan 2025)
    • [FCA CF] Client dealing (since 24 Jan 2025)
  • MUFG Securities EMEA plc

    FRN 124512

    • [FCA CF] Manager of certification employee (since 17 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 3 Oct 2024)
    • [FCA CF] Client dealing (since 3 Oct 2024)
    • [FCA CF] Material risk taker (since 3 Oct 2024)
  • Banco Santander, S.A. (no longer approved here)

    FRN 136261

    • [FCA CF] Manager of certification employee (16 Aug 2023 to 7 Jun 2024)
    • [FCA CF] Client dealing (16 Aug 2023 to 7 Jun 2024)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (23 Aug 2010 to 28 Nov 2015)

Recent activity

Updates to this individual's record on the FCA register.

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