Simon Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc

    FRN 165935

    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Material risk taker (since 15 Nov 2023)
    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
    • SMF18 Other Overall Responsibility (9 Jun 2016 to 17 Mar 2023)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited

    FRN 195430

    • [FCA CF] Client dealing (since 3 Jul 2024)
    • [FCA CF] Material risk taker (since 15 Nov 2023)
    • [FCA CF] Manager of certification employee (since 15 Nov 2023)
    • SMF18 Other Overall Responsibility (9 Jun 2016 to 17 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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