Simon Shooter

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P

    FRN 454814

    • [FCA CF] Client dealing (since 2 May 2024)
    • CF30 Customer (5 Jan 2012 to 30 Jun 2012)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Manager of certification employee (18 May 2020 to 9 May 2023)
    • [FCA CF] Client dealing (28 Oct 2019 to 9 May 2023)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 28 May 2019)
    • CF30 Customer (13 Aug 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.