Simon Sheffield

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Client dealing (since 25 Jun 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • JPMorgan Chase Bank, National Association

    FRN 124491

    • [FCA CF] Algorithmic trading (since 10 Oct 2018)
    • [FCA CF] Material risk taker (since 11 Jun 2018)
    • [FCA CF] Manager of certification employee (since 9 Feb 2018)
    • [FCA CF] Client dealing (since 11 Sep 2017)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Material risk taker (since 11 Jun 2018)
    • [FCA CF] Algorithmic trading (since 28 Feb 2018)
    • [FCA CF] Manager of certification employee (since 9 Feb 2018)
    • [FCA CF] Client dealing (since 11 Sep 2017)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Client dealing (5 Nov 2020 to 1 Nov 2021)
    • [FCA CF] Material risk taker (5 Nov 2020 to 22 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Jan 2022)

Recent activity

Updates to this individual's record on the FCA register.

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