Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF18 Other Overall Responsibility (5 Mar 2020 to 31 May 2023)
- CF30 Customer (1 Nov 2007 to 11 Jul 2014)
- CF16 Significant Mgt (Desgntd Investment Business) (14 Jun 2006 to 14 Jun 2006)
- CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.