Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Functions requiring qualifications (28 Jun 2016 to 1 Jul 2018)
    • CF30 Customer (4 Feb 2014 to 6 Mar 2016)
  • Birmingham Midshires Financial Services Limited (no longer approved here)

    FRN 169484

    • Employed By (29 Jul 2008 to 31 Dec 2008)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (AR) (29 Jul 2008 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 8 May 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.