Simon Robert Putt

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF30 Customer (5 Sep 2008 to 8 Jun 2010)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF27 Investment Management (11 Jan 2007 to 31 Oct 2007)
  • FIL Pensions Management (no longer approved here)

    FRN 144345

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF27 Investment Management (11 Jan 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (19 Aug 2003 to 17 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.