Simon Richard Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (29 Jun 2021 to 28 Jan 2025)
    • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 28 Jan 2025)
  • PROACTIVE FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 478111

    • [FCA CF] Client dealing (19 Dec 2019 to 28 Aug 2021)
    • [FCA CF] Functions requiring qualifications (19 Dec 2019 to 28 Aug 2021)
    • CF30 Customer (8 Sep 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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