Simon Richard Skerratt-Williams

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bordier & Cie (UK) PLC

    FRN 114324

    • 17. Administrative functions in relation to managing investments
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
  • Aspinalls Private Clients Limited (no longer approved here)

    FRN 589781

    • Employed By (21 Dec 2012 to 19 Feb 2016)
  • Aspinalls Family Office LLP (no longer approved here)

    FRN 514965

    • CF4 Partner (31 Aug 2010 to 19 Feb 2016)
    • CF30 Customer (1 Jun 2010 to 19 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.