Simon Richard Searl

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Limited (no longer approved here)
FRN 497604
- Appointed representative dealing with clients for which they require qualification (24 Dec 2020 to 28 Jul 2021)
- CF30 Customer (23 Dec 2020 to 28 Jul 2021)
Alexander House Financial Planning Limited (no longer approved here)
FRN 791612
- (30)Employed By (23 Dec 2020 to 28 Jul 2021)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (16 Nov 2020 to 28 Jul 2021)
Astute Money Financial Planning Ltd (no longer approved here)
FRN 616372
- Employed By (16 Nov 2020 to 28 Jul 2021)
Chetwood Wealth Management Ltd (no longer approved here)
FRN 195024
- CF30 Customer (1 Oct 2013 to 30 Jul 2019)
Freedom Associates Ltd (no longer approved here)
FRN 200108
- (14)Employed By (20 Jan 2003 to 30 Dec 2003)
G & S Financial Limited (no longer approved here)
FRN 196651
- (5)Employed By (1 Dec 2001 to 30 Dec 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.