Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (AR) (14 Jun 2024 to 20 Feb 2026)
- [FCA CF] Client dealing (28 Oct 2021 to 30 May 2024)
- CF1 Director (AR) (24 Oct 2018 to 20 Feb 2026)
- CF30 Customer (28 Mar 2017 to 8 Jan 2019)
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- (2)Employed By (19 Aug 2021 to 20 Feb 2026)
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- SMF3 Executive Director (9 Dec 2019 to 1 Jul 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Jul 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF1 Director (27 Apr 2006 to 8 Dec 2019)
- CF3 Chief Executive (27 Apr 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (27 Apr 2006 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.