Simon Richard Constable Ellis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

InfraBridge Investors (UK) Limited (no longer approved here)
FRN 452656
- CF1 Director (4 Nov 2013 to 29 Aug 2019)
- CF30 Customer (11 Aug 2011 to 29 Aug 2019)
CBRE Investment Management (UK Funds) Limited (no longer approved here)
FRN 179712
- CF30 Customer (11 Aug 2008 to 28 Feb 2010)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 14 Aug 2008)
- CF23 Corporate Finance Adviser (16 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.