Simon Richard Broch

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Dec 2022)
    • CF30 Customer (3 Sep 2019 to 8 Dec 2019)
  • HBK Europe Management LLP (no longer approved here)

    FRN 228223

    • CF30 Customer (1 Nov 2007 to 3 Feb 2010)
    • CF27 Investment Management (6 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Nov 2006 to 6 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.