Simon Richard Bentley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Goldman Sachs Asset Management International
FRN 147212
- [FCA CF] Client dealing (since 8 Aug 2025)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- [FCA CF] Manager of certification employee (1 Jun 2020 to 24 Jul 2025)
- [FCA CF] Client dealing (1 Jun 2020 to 24 Jul 2025)
UBS Asset Management (UK) Ltd (no longer approved here)
FRN 119319
- CF30 Customer (9 Nov 2010 to 28 Jul 2011)
Insight Investment Management (Global) Limited (no longer approved here)
FRN 119308
- CF30 Customer (1 Nov 2007 to 30 Sep 2010)
- CF21 Investment Adviser (8 May 2007 to 31 Oct 2007)
Lazard Asset Management Limited (no longer approved here)
FRN 121839
- CF22 Investment Adviser (Trainee) (2 Feb 2004 to 21 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.