Simon Rhys Morgan

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marex Financial

    FRN 442767

    • [FCA CF] Client dealing (since 18 Jan 2023)
  • GFI Securities Limited (no longer approved here)

    FRN 184801

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (25 Jan 2005 to 31 Oct 2007)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF21 Investment Adviser (1 Dec 2001 to 7 Sep 2004)
    • CF26 Customer Trading (1 Dec 2001 to 7 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.