Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AE INSURANCE BROKERS LIMITED
FRN 311418
- Responsible for Insurance Distribution (since 17 Feb 2022)
- SMF16 Compliance Oversight (since 22 Sep 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Sep 2021)
- SMF3 Executive Director (since 22 Sep 2021)
- [FCA CF] Significant management (since 1 Jan 2021)
- [FCA CF] Client dealing (since 1 Jan 2020)
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.