Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 13 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 May 2022 to 30 Sep 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
  • Bevan Associates (no longer approved here)

    FRN 402150

    • Employed By (9 May 2022 to 30 Sep 2022)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (23 Apr 2010 to 26 Nov 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.