Simon Philip Humphrey

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 2 Jun 2023)
    • CF1 Director (AR) (since 23 May 2023)
    • CF30 Customer (since 23 May 2023)
  • Agile Trading Ltd

    FRN 992893

    • (1)Employed By (since 23 May 2023)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (24 Jul 2020 to 13 Dec 2022)
    • [FCA CF] Functions requiring qualifications (24 Jul 2020 to 13 Dec 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (28 Jun 2017 to 31 Aug 2020)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (76)Employed By (28 Jun 2017 to 31 Aug 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (31 Mar 2017 to 31 Mar 2017)
  • Financial Planning Service (London) (no longer approved here)

    FRN 432802

    • (5)Employed By (31 Mar 2017 to 31 Mar 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Agile Trading Ltd

  2. controlled function added: (1)Employed By at Agile Trading Ltd