Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
The Toronto-Dominion Bank
FRN 124859
- [PRA CF] Managing a material risk taker (since 1 Nov 2025)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Nov 2025)
- [FCA CF] Manager of certification employee (since 3 Sep 2024)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- [FCA CF] Proprietary trader (since 7 Mar 2016)
- CF29 Significant management (30 Sep 2015 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.