Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (27 May 2011 to 14 Nov 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.