Simon Peter Maher

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Wealth Management Limited

    FRN 188596

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2024)
    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Client dealing (8 Jan 2024 to 9 Jan 2024)
    • [FCA CF] Functions requiring qualifications (8 Jan 2024 to 9 Jan 2024)
  • Equity Release Supermarket Ltd (no longer approved here)

    FRN 584063

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Oct 2023)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (10 Jun 2002 to 2 Sep 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 10 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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