Simon Peter Evans

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Future Financial Planners Limited

    FRN 945007

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Sep 2022)
    • Responsible for Insurance Distribution (since 29 Sep 2022)
    • SMF16 Compliance Oversight (since 29 Sep 2022)
    • SMF3 Executive Director (since 31 Jul 2022)
    • [FCA CF] Functions requiring qualifications (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 2 Jul 2021)
  • Independent Financial Planning Limited (no longer approved here)

    FRN 301296

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Sep 2021)
    • CF30 Customer (18 Dec 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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