Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Judith Dodson

    FRN 741812

    • [FCA CF] CASS oversight function (since 27 Feb 2021)
    • [FCA CF] Client dealing (since 27 Feb 2021)
    • [FCA CF] Material risk taker (since 27 Feb 2021)
    • [FCA CF] Significant management (since 27 Feb 2021)
    • [PRA CF] Key function holder (since 27 Feb 2021)

Recent activity

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