Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Wiltshire Citizens Advice
FRN 617798
- Director of firm who is not a certification employee or a SMF manager (since 9 Nov 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (17 Apr 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.