Simon Peter Ball

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • SMF11 Chair of the Audit Committee (29 Jan 2020 to 30 Apr 2021)
    • Director of firm who is not a certification employee or a SMF manager (28 Feb 2019 to 28 Jan 2020)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • SMF11 Chair of the Audit Committee (29 Jan 2020 to 30 Apr 2021)
    • Director of firm who is not a certification employee or a SMF manager (21 Mar 2019 to 28 Jan 2020)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF27 Investment Management (19 Jun 2006 to 31 Oct 2007)
    • CF13 Finance (7 Feb 2005 to 7 Feb 2005)
    • CF1 Director (7 Feb 2005 to 30 Nov 2008)

Recent activity

Updates to this individual's record on the FCA register.

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