Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SALTER SOT LIMITED
FRN 731303
- SMF29 Limited scope function (limited scope SMCR firms only) (since 9 Dec 2019)
- CF8 Apportionment and Oversight (13 Feb 2016 to 8 Dec 2019)
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Salter Sot Ltd
FRN 738762
- (1)Employed By (since 21 Mar 2016)
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- SMF3 (AR) Executive Director function (9 Dec 2019 to 17 Aug 2023)
- CF1 Director (AR) (21 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
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