Simon Paul Morris

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothesay Life Plc (no longer approved here)

    FRN 466067

    • Director of firm who is not a certification employee or a SMF manager (14 Feb 2019 to 13 Feb 2021)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF29 Significant management (27 Feb 2014 to 6 Mar 2016)
    • CF30 Customer (14 Mar 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.