Simon Paul Cornwell

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [FCA CF] Client dealing (since 14 Nov 2016)
    • [FCA CF] Manager of certification employee (since 14 Nov 2016)
    • [FCA CF] Algorithmic trading (17 Apr 2018 to 17 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (27 Apr 2016 to 6 Aug 2019)
    • CF30 Customer (7 Oct 2010 to 6 Mar 2016)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2019 to 6 Aug 2019)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 18 Jun 2010)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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