Simon Paul Ben-Nathan

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 23 Apr 2014)
    • CF30 Customer (since 23 Apr 2014)
  • Arkenstone Wealth Management Ltd

    FRN 620850

    • (1)Employed By (since 23 Apr 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 17 Apr 2014)
    • CF22 Investment Adviser (Trainee) (9 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (18 Feb 2004 to 8 Mar 2007)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (4 Jun 2003 to 18 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jun 2003)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (4 Jun 2003 to 18 Jul 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Arkenstone Wealth Management Ltd

  2. controlled function added: (1)Employed By at Arkenstone Wealth Management Ltd