Simon Patrick Pepper

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Manager of certification employee (since 23 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Oct 2025)
    • [FCA CF] Material risk taker (since 6 Oct 2025)
    • [FCA CF] Algorithmic trading (since 4 Jan 2021)
    • [FCA CF] Client dealing (since 29 Mar 2018)
  • State Street Bank and Trust Company (no longer approved here)

    FRN 170462

    • CF30 Customer (1 Nov 2007 to 8 Oct 2014)
    • CF21 Investment Adviser (20 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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