Simon Patrick Marriott

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jul 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jul 2021)
    • CF30 Customer (3 Jul 2013 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (4 Sep 2002 to 12 Apr 2006)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (1 Dec 2001 to 5 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.