Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (15 Oct 2013 to 31 Dec 2017)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (5 Aug 2008 to 15 Apr 2012)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF30 Customer (1 Nov 2007 to 29 Feb 2008)
    • CF21 Investment Adviser (20 Aug 2004 to 31 Oct 2007)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF21 Investment Adviser (31 Jan 2002 to 30 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.