Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 27 Jan 2015)
    • (1)Employed By (since 22 Jan 2015)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (10 Jul 2014 to 29 Jul 2014)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (1 Nov 2007 to 19 May 2008)
    • CF26 Customer Trading (22 Sep 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.