Simon Oxley

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Manager of certification employee (31 Oct 2018 to 22 Jan 2019)
    • [FCA CF] Client dealing (7 Sep 2016 to 22 Jan 2019)
    • CF30 Customer (17 Aug 2009 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
    • CF23 Corporate Finance Adviser (13 Jul 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jun 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.