Simon Orchard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • [FCA CF] Material risk taker (1 May 2018 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 1 Apr 2022)
    • [FCA CF] Client dealing (3 Jul 2017 to 30 Jun 2023)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • [FCA CF] Material risk taker (1 May 2018 to 1 Apr 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 May 2018 to 1 Apr 2022)
    • [FCA CF] Client dealing (3 Jul 2017 to 30 Jun 2023)
    • CF30 Customer (9 Jun 2011 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (16 May 2008 to 31 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.