Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Investor Services Trust (no longer approved here)

    FRN 435052

    • CF3 Chief Executive (28 May 2009 to 20 Apr 2011)
    • CF8 Apportionment and Oversight (28 May 2009 to 8 Jul 2009)
    • CF29 Significant management (1 Nov 2007 to 13 Jan 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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