Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF3 Chief Executive (28 May 2009 to 20 Apr 2011)
- CF8 Apportionment and Oversight (28 May 2009 to 8 Jul 2009)
- CF29 Significant management (1 Nov 2007 to 13 Jan 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Jan 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.