Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MARK BATES LIMITED
FRN 308390
- SMF16 Compliance Oversight (since 14 Feb 2024)
- Responsible for Insurance Distribution (since 14 Feb 2024)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Oasis Cover Limited
FRN 744721
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (22 Feb 2017 to 31 Jul 2019)
- CF1 Director (3 Oct 2016 to 8 Dec 2019)
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MB Secure Limited
FRN 771901
- (1)Employed By (since 18 Sep 2019)
- (1)Employed By (22 Feb 2017 to 31 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
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