Simon Nye

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Australia Bank Limited (no longer approved here)

    FRN 141309

    • SMF16 Compliance Oversight (7 Mar 2016 to 26 Oct 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 26 Oct 2022)
    • SMF4 Chief Risk (7 Mar 2016 to 6 Apr 2023)
    • CF10 Compliance Oversight (16 Jul 2015 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (16 Jul 2015 to 6 Mar 2016)
    • CF28 Systems and controls (16 Jul 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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