Simon Nicholas Reynolds

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

HAWKSMOOR INVESTMENT MANAGEMENT LIMITED (no longer approved here)
FRN 472929
- [FCA CF] Client dealing (6 Jun 2023 to 22 Feb 2024)
- [FCA CF] Manager of certification employee (6 Jun 2023 to 22 Feb 2024)
Octopus Investments Limited (no longer approved here)
FRN 194779
- [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2022)
- CF30 Customer (23 May 2011 to 8 Dec 2019)
Mercer Limited (no longer approved here)
FRN 121935
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Mar 2002)
- CF27 Investment Management (1 Dec 2001 to 28 Mar 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.