Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 24 Mar 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Sep 2019 to 8 Dec 2019)
    • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF30 Customer (15 May 2014 to 1 May 2015)
  • Panmure Liberum Capital Limited (no longer approved here)

    FRN 465050

    • CF30 Customer (1 Nov 2007 to 6 Nov 2013)
    • CF1 Director (26 Oct 2007 to 6 Nov 2013)
    • CF21 Investment Adviser (3 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.