Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Banco Bilbao Vizcaya Argentaria SA (no longer approved here)

    FRN 139228

    • [FCA CF] Client dealing (3 Mar 2017 to 31 Aug 2019)
    • CF30 Customer (27 Jul 2012 to 6 Mar 2016)
  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (9 Dec 2011 to 30 Jun 2012)
  • Finantia UK Limited (no longer approved here)

    FRN 169805

    • CF30 Customer (1 Nov 2007 to 30 Nov 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.