Simon Neil Joseph Litchfield

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- [FCA CF] Client dealing (since 2 Mar 2026)
PIPER SANDLER LTD. (no longer approved here)
FRN 191657
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2023)
- CF30 Customer (7 Mar 2016 to 8 Dec 2019)
Marex Financial (no longer approved here)
FRN 442767
- CF30 Customer (19 Sep 2013 to 4 Mar 2016)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF30 Customer (17 Mar 2009 to 15 May 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.