Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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978 Finance Ltd
FRN 941016
- Responsibility for MCD Intermediation (since 6 Mar 2026)
- Responsible for Insurance Distribution (since 6 Mar 2026)
- SMF16 Compliance Oversight (since 3 Dec 2021)
- SMF3 Executive Director (since 3 Dec 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.